EIN: 042492908
UEI: H14SHCN3NFK6
Audited by: WITHUM SMITH & BROWN, P.C.
Oversight agency: 84 [Department of Education]
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Data as of August 28, 2026
Management decision deadline — for entities that funded this organization
The FAC accepted this audit on March 26, 2026. Under 2 CFR 200.521(d), a pass-through entity that provided federal funds to this organization for this audit period must issue a management decision on these findings by September 26, 2026 (27 days from today).
What is a management decision? →Criteria According to 34 C.F.R. 643.32(b) and 34 C.F.R. 644.32(b): Number of Participants. For each year of the project period, a grantee must serve at least the number of participants that the Secretary identifies in the Federal Register notice inviting applications for a competition. Through this notice, the Secretary also provides the minimum and maximum grant award amounts for the competition. Condition The Federal Government requires that institutions participating in the TRIO programs serve a minimum number of participants. The College’s North Central MA Talent Search program was allocated funds to service 500 participants for the grant year ended August 31, 2024 but served 343 participants, according to the grant’s Annual Performance Report provided to us. Cause The College was unable to recruit enough individuals to participate in its North Central Mass Talent Search programs. Effect As a result, the College is not in compliance with the requirements of the North Central Mass Talent Search programs. Each program’s grant award notification does contain language that the programs will continue to receive funding if it meets certain percentages of student participation requirements which each program was able to satisfy and received continued funding with no restrictions or penalties. Questioned Costs Unable to determine. Perspective Not applicable as the College files one report annually for the Talent Search. Identification as a Repeat Finding, if applicable Finding 2024-001 Recommendation The College should review its recruiting strategy and make applicable changes to ensure the required number of students are served by these programs. Views of Responsible Officials The College agrees with the finding.
Show full finding ▾Hide full finding ▴Criteria According to 34 C.F.R. 643.32(b) and 34 C.F.R. 644.32(b): Number of Participants. For each year of the project period, a grantee must serve at least the number of participants that the Secretary identifies in the Federal Register notice inviting applications for a competition. Through this notice, the Secretary also provides the minimum and maximum grant award amounts for the competition. Condition The Federal Government requires that institutions participating in the TRIO programs serve a minimum number of participants. The College’s North Central MA Talent Search program was allocated funds to service 500 participants for the grant year ended August 31, 2024 but served 343 participants, according to the grant’s Annual Performance Report provided to us. Cause The College was unable to recruit enough individuals to participate in its North Central Mass Talent Search programs. Effect As a result, the College is not in compliance with the requirements of the North Central Mass Talent Search programs. Each program’s grant award notification does contain language that the programs will continue to receive funding if it meets certain percentages of student participation requirements which each program was able to satisfy and received continued funding with no restrictions or penalties. Questioned Costs Unable to determine. Perspective Not applicable as the College files one report annually for the Talent Search. Identification as a Repeat Finding, if applicable Finding 2024-001 Recommendation The College should review its recruiting strategy and make applicable changes to ensure the required number of students are served by these programs. Views of Responsible Officials The College agrees with the finding.
The College is implementing the following strategic steps to enhance the NCMTS program: 1. Enhanced Family Outreach and Communication- To address the limitations of communication tools like Parent Square at Murdock Middle High School (MMHS), we will implement a consistent newsletter and outreach strategy using independent communication platforms like Constant Contact or S’More. We will utilize parent contact information from student applications, pulling reports via Blumen to ensure direct and reliable communication regardless of school-level constraints. Existing efforts—including recruitment tables at parentteacher conferences, open houses, "meet the teacher" nights, and back-to-school events—will continue across all partnering schools. Additional clear and consistent communications with parents and families will help to raise the program profile through increased knowledge of programming and supports that are underway with families who are already participating. In the communities we serve, parent and family networks tend to be very closely connected, so shared information from an authentic and trusted source (a participating family) will help to bring additional qualified students into the program. 2. Administrative Strategy and Advocacy- Administrative turnover at our partnering high schools has been considerable over the past few years and has impacted our ability to effectively embed staff within existing school cultures. We have held strategy meetings with the new administration at MMHS and the administration at Clinton Middle School (CMS) to build collaborative recruitment models. We have secured support from the Superintendent and seen slight improvements in our connection with the MMHS High School Principal, and we are actively working to establish a plan with the CMS administration to resolve challenges staff face in being able to meet with students due to the structure of their schedule. We are also working with district partners, from administration to teachers, to align our services in new ways that help to alleviate some of the high demand on teacher time. In support of this effort, an informational campaign will be launched internally at schools that we serve to ensure that all teachers, staff and administrators have a clear understanding of the program, what supports are provided, and a clear invitation to engage. 3. Staffing Stabilization- NCMTS is currently fully staffed. This follows a focused effort during the fall semester to rectify vacancies that existed at the start of the school year, specifically addressing the lack of personnel at Sizer Charter School that hindered the program last year. All new part-time positions were successfully filled by the end of the fall term to ensure full operational capacity. Retention of staff is being supported in new ways, through both professional development opportunities and alignment of support toward individual staff's professional goals. 4. Community-Based Recruitment - We have expanded outreach beyond school walls to engage students and families in their own communities. Beyond the regular staff participation in Teen Nights at ‘the Hub’ in Winchendon—a dedicated weekend space for local youth—we have developed a new collaboration with HEAL Winchendon, a local organization dedicated to collective impact and action through active participation and leadership by residents, youth leaders, schools, businesses, and organizations. By attending community meetings and speaking at teacher professional development days, we are ensuring both community leaders and educators fully understand the impact of TRIO on student success while also building reciprocal relationships with other community organizations serving the region. We are also working to establish more formal partnerships in support of recruitment with local community organizations who serve families that may meet the qualification requirements for TRIO, such as our local Community Action Committees and food pantries. 5. Integrated Student Workshops and Recruitment - Recruitment efforts are integrated into the school day via lunch meetings and specialized workshops. We are partnering with sports coaches to develop workshops tailored for current TRIO students on their teams, while simultaneously using these athletic networks to recruit new eligible members. Student clubs and organizations are also being approached for potential collaboration on recruitment. 6. Accountability and Performance Monitoring To ensure transparency and progress, we provide monthly updates to staff regarding recruitment milestones. This includes a regular review of services provided to existing TRIO students, identification of students who are not being adequately served, and ensuring staff accountability for performance expectations and program goals. Timeline for Implementation of Corrective Action Plan: The correction action plan has already been implemented beginning in the 2026-2027 award year. Contact Person: Monique Coulson, Director of North Central MA Talent Search
2024-001
FAC accepted this audit on March 28, 2025 — management decision was due September 28, 2025.
Criteria According to 34 C.F.R. 643.32(b) and 34 C.F.R. 644.32(b): Number of Participants. For each year of the project period, a grantee must serve at least the number of participants that the Secretary identifies in the Federal Register notice inviting applications for a competition. Through this notice, the Secretary also provides the minimum and maximum grant award amounts for the competition. Condition The Federal Government requires that institutions participating in the TRIO programs serve a minimum number of participants. The College’s Education Opportunity Center program was allocated funds to service 1,000 participants for the grant year ended August 31, 2023 but served 841 participants, according to the grant’s Annual Performance Report provided to us. The College’s North Central MA Talent Search program was allocated funds to service 500 participants for the grant year ended August 31, 2023 but served 375 participants, according to the grant’s Annual Performance Report provided to us. Cause The College was unable to recruit enough individuals to participate in its Educational Opportunity Centers and North Central Mass Talent Search programs. Effect As a result, the College is not in compliance with the requirements of the Educational Opportunity Centers and North Central Mass Talent Search programs. Each program’s grant award notification does contain language that the programs will continue to receive funding if it meets certain percentages of student participation requirements which each program was able to satisfy and received continued funding with no restrictions or penalties. Questioned Costs Unable to determine. Perspective Not applicable as the College files one report annually for the Talent Search and Educational Opportunity Center programs. Identification as a Repeat Finding, if applicable Finding 2023-001 Recommendation The College should review its recruiting strategy and make applicable changes to ensure the required number of students are served by these programs. Views of Responsible Officials The College agrees with the finding.
Show full finding ▾Hide full finding ▴Criteria According to 34 C.F.R. 643.32(b) and 34 C.F.R. 644.32(b): Number of Participants. For each year of the project period, a grantee must serve at least the number of participants that the Secretary identifies in the Federal Register notice inviting applications for a competition. Through this notice, the Secretary also provides the minimum and maximum grant award amounts for the competition. Condition The Federal Government requires that institutions participating in the TRIO programs serve a minimum number of participants. The College’s Education Opportunity Center program was allocated funds to service 1,000 participants for the grant year ended August 31, 2023 but served 841 participants, according to the grant’s Annual Performance Report provided to us. The College’s North Central MA Talent Search program was allocated funds to service 500 participants for the grant year ended August 31, 2023 but served 375 participants, according to the grant’s Annual Performance Report provided to us. Cause The College was unable to recruit enough individuals to participate in its Educational Opportunity Centers and North Central Mass Talent Search programs. Effect As a result, the College is not in compliance with the requirements of the Educational Opportunity Centers and North Central Mass Talent Search programs. Each program’s grant award notification does contain language that the programs will continue to receive funding if it meets certain percentages of student participation requirements which each program was able to satisfy and received continued funding with no restrictions or penalties. Questioned Costs Unable to determine. Perspective Not applicable as the College files one report annually for the Talent Search and Educational Opportunity Center programs. Identification as a Repeat Finding, if applicable Finding 2023-001 Recommendation The College should review its recruiting strategy and make applicable changes to ensure the required number of students are served by these programs. Views of Responsible Officials The College agrees with the finding.
For the Educational Opportunity Centers project, it is important to note that during the 2022-2023 project year, the EOC was still operating in a global pandemic that resulted in lower postsecondary educational enrollments nationally. Additionally, a return to remote work was required due to the Leominster campus closure for complete renovations making it difficult to conduct outreach and recruit participants. The College is taking the following steps for EOC: 1) Return to fully in-person work (done) 2) Achieve full staffing (staffing continues to be a challenge in the current labor market with continual staff turnover) 3) Pursue new and renew community partnerships disrupted by the global pandemic (ongoing) 4) Implement new events (FAFSA Friday workshops, FAFSA completion with meal events, career/interest assessment workshops, adding tabling events – open houses, college fairs, community days, etc.) The College is taking the following steps for the North Central MA Talent Search Program (NCMTS) - The College is taking the following steps for NCMTS: 5) Staff will work in teams to recruit as well as working with the school districts to raise the profile of our recruitment process, creating more opportunities for families to become aware of the program, integrating program offerings into regular parent/guardian communications. We have had a number of recruitment efforts across all partnering NCMTS Schools, attending parent teacher conferences with recruitment tables, as well as having a table at open houses, meet the teacher’s nights, back to school nights etc. 6) Strategy meetings with the new administrations at Murdock Middle High School in Winchendon and existing Clinton Middle School Administrations have taken place to build collaborative approaches to student recruitment and address challenges staff are experiencing in meeting with students at those particular schools. 7) Hire Staff – as of March 2024, NCMTS is now fully staffed, with 2.5 FTE staff working directly in partnering schools. 8) Increase our outreach to students and families in and out of school. Outreach events have started taking place during Teen Nights at ‘the Hub’ in Winchendon, a community event space that is open for teens on the weekends. We have spoken at the HEAL Winchendon community breakfasts to spread the word about the program and have spoken at teacher professional development days to ensure that teachers understand the impact of TRIO for their students. 9) Increase in school workshops and increase recruitment opportunities – Lunch meetings with students as well as recruitment efforts at lunches. Working with sports coaches to promote team effort through workshops designed specifically for our TRIO students on those teams as well as recruiting other members of those teams. 10) Provide monthly updates to staff members on students’ recruitment progress and review of services provided to existing TRIO students, holding staff accountable for performance and ensuring transparency of expectations. Timeline for Implementation of Corrective Action Plan: The correction action plan has already been implemented beginning in the 2024-2025 award year. Contact Person: Valerie LePorte, Director of North Central Educational Opportunity Center Monique Coulson, Director of North Central MA Talent Search
2023-001
FAC accepted this audit on March 29, 2024 — management decision was due September 29, 2024.
Criteria According to 34 C.F.R. 643.32(b) and 34 C.F.R. 644.32(b): Number of Participants. For each year of the project period, a grantee must serve at least the number of participants that the Secretary identifies in the Federal Register notice inviting applications for a competition. Through this notice, the Secretary also provides the minimum and maximum grant award amounts for the competition. Condition The Federal Government requires that institutions participating in the TRIO programs serve a minimum number of participants. The College’s Education Opportunity Center program was allocated funds to service 1,000 participants for the grant year ended August 31, 2022 but served 710 participants, according to the grant’s Annual Performance Report provided to us. The College’s North Central MA Talent Search program was allocated funds to service 500 participants for the grant year ended August 31, 2022 but served 423 participants, according to the grant’s Annual Performance Report provided to us. Cause The College was unable to recruit enough individuals to participant in its Educational Opportunity Centers and North Central Mass Talent Search programs. Effect As a result, the College is not in compliance with the requirements of the Educational Opportunity Centers and North Central Mass Talent Search programs. Each program’s grant award notification does contain language that the programs will continue to receive funding if it meets certain percentages of student participation requirements which each program was able to satisfy and received continued funding with no restrictions or penalties. Questioned Costs Unable to determine Perspective Not applicable as the College files one report annually for the Talent Search and Educational Opportunity Center programs. Identification as a Repeat Finding, if applicable Not applicable Recommendation The College should review its recruiting strategy and make applicable changes to ensure the required number of students are served by these programs. Views of Responsible Officials The College agrees with the finding.
Show full finding ▾Hide full finding ▴Criteria According to 34 C.F.R. 643.32(b) and 34 C.F.R. 644.32(b): Number of Participants. For each year of the project period, a grantee must serve at least the number of participants that the Secretary identifies in the Federal Register notice inviting applications for a competition. Through this notice, the Secretary also provides the minimum and maximum grant award amounts for the competition. Condition The Federal Government requires that institutions participating in the TRIO programs serve a minimum number of participants. The College’s Education Opportunity Center program was allocated funds to service 1,000 participants for the grant year ended August 31, 2022 but served 710 participants, according to the grant’s Annual Performance Report provided to us. The College’s North Central MA Talent Search program was allocated funds to service 500 participants for the grant year ended August 31, 2022 but served 423 participants, according to the grant’s Annual Performance Report provided to us. Cause The College was unable to recruit enough individuals to participant in its Educational Opportunity Centers and North Central Mass Talent Search programs. Effect As a result, the College is not in compliance with the requirements of the Educational Opportunity Centers and North Central Mass Talent Search programs. Each program’s grant award notification does contain language that the programs will continue to receive funding if it meets certain percentages of student participation requirements which each program was able to satisfy and received continued funding with no restrictions or penalties. Questioned Costs Unable to determine Perspective Not applicable as the College files one report annually for the Talent Search and Educational Opportunity Center programs. Identification as a Repeat Finding, if applicable Not applicable Recommendation The College should review its recruiting strategy and make applicable changes to ensure the required number of students are served by these programs. Views of Responsible Officials The College agrees with the finding.
Corrective Action Plan: For the Educational Opportunity Centers project, it is important to note that during the 2021-2022 project year, the EOC were still operating in a global pandemic that resulted in lower post-secondary educational enrollments nationally. Accompanied by remote work conditions and lack of access to many of the community partners where recruitment occurs, it was extremely difficult to recruit participants. The College is taking the following steps for EOC: 1) Return to fully in-person work (done) 2) Achieve full staffing (done) 3) Pursue new community partnership opportunities 4) Implement new events (FASFA workshops, career workshops, etc.) For the North Central MA Talent Search Program (NCMTS), we were back in schools and regaining our footing due to the pandemic. We lost our partnership with Ralph C. Mahar School District, so we had one less school district to work with, which meant less students to recruit. With the loss of a partner school and only two full time staff members with our director pulling double duty covering both the NCMTS grant and the UBMS grant for that school year the program had a difficult time recruiting. The College is taking the following steps for NCMTS: 1) Work in teams to recruit as well as working with the school districts to better streamline our recruitment process. 2) Hire Staff – throughout the year, NCMTS has had a staffing shortage. We only had one full-time staff person for NCMTS, no part-time staffing and four school districts to work with for the current year. We have hired another full-time staff member and are in the process of hiring a split-funded (50% NCMTS 50% ETS) position which will put us in all of our target schools at least 2 days a week. 3) Increase our outreach to students and families to be readily available for workshops. 4) Increase in school workshops and increase recruitment opportunities. Timeline for Implementation of Corrective Action Plan: The correction action plan has already been implemented beginning with the loosening of COVID restrictions beginning in the 2022-2023 award year. Contact Person: Valerie LePorte, Director of North Central Educational Opportunity Center Monique Coulson, Director of North Central MA Talent Search
FAC accepted this audit on February 7, 2023 — management decision was due August 7, 2023.
FAC accepted this audit on September 15, 2022 — management decision was due March 15, 2023.
FAC accepted this audit on September 9, 2021 — management decision was due March 9, 2022.
FAC accepted this audit on March 17, 2020 — management decision was due September 17, 2020.
Finding number: 2019-001 Federal agency: U.S. Department of Education Program: Talent Search CFDA #: 84.044 Award year: 2019 Criteria According to 34 CFR 643.11(a): An applicant must submit as part of its application assurances that at least two-thirds of the individuals it served under its proposed Talent Search project will be low-income individuals who are potential first-generation college students. According to 34 C.F.R. 643.32(b): Number of Participants. For each year of the project period, a grantee must serve at least the number of participants that the Secretary identifies in the Federal Register notice inviting applications for a competition. Through this notice, the Secretary also provides the minimum and maximum grant award amounts for the competition. Condition The Federal Government requires that institutions participating in the Talent Search program serve a minimum number of participants. The College was allocated funds to service 695 participants for the grant year ended August 31, 2018. The College served 644 participants according to the grant?s Annual Performance Report. Cause The College was unable to recruit enough individuals to participate in its Talent Search program. Effect The College is not in compliance with the requirements of the Talent Search Project and may be required to reimburse the Federal Government for failing to meet the minimum requirements of the grant. Questioned Costs Unable to determine Perspective Not applicable as the College files one report annually for the Talent Search program. Identification as a Repeat Finding, if applicable See finding 2018-001 included in the summary schedule of prior year findings. Recommendation The College should review its recruiting strategy and make applicable changes to ensure the required number of students are served by this program. Views of Responsible Officials The College agrees with the finding.
Show full finding ▾Hide full finding ▴Finding number: 2019-001 Federal agency: U.S. Department of Education Program: Talent Search CFDA #: 84.044 Award year: 2019 Criteria According to 34 CFR 643.11(a): An applicant must submit as part of its application assurances that at least two-thirds of the individuals it served under its proposed Talent Search project will be low-income individuals who are potential first-generation college students. According to 34 C.F.R. 643.32(b): Number of Participants. For each year of the project period, a grantee must serve at least the number of participants that the Secretary identifies in the Federal Register notice inviting applications for a competition. Through this notice, the Secretary also provides the minimum and maximum grant award amounts for the competition. Condition The Federal Government requires that institutions participating in the Talent Search program serve a minimum number of participants. The College was allocated funds to service 695 participants for the grant year ended August 31, 2018. The College served 644 participants according to the grant?s Annual Performance Report. Cause The College was unable to recruit enough individuals to participate in its Talent Search program. Effect The College is not in compliance with the requirements of the Talent Search Project and may be required to reimburse the Federal Government for failing to meet the minimum requirements of the grant. Questioned Costs Unable to determine Perspective Not applicable as the College files one report annually for the Talent Search program. Identification as a Repeat Finding, if applicable See finding 2018-001 included in the summary schedule of prior year findings. Recommendation The College should review its recruiting strategy and make applicable changes to ensure the required number of students are served by this program. Views of Responsible Officials The College agrees with the finding.
Finding number: 2019-001 Federal agency: U.S. Department of Education Program: Talent Search CFDA #: 84.044 Award year: 2019 Corrective Action Plan The below corrective action plan was implemented and corrected in our FY19 program year, and the subsequent FY19 APR. Of particular note, on page 13, NCMTS recruited 500 students by the end of August 31, 2019, demonstrating success of the corrective action plan. Recruitment Plan 2019-2020 NCMTS: All staff will work in teams. The counselors from AHS, ARMS, Sizer, Clinton, Orange and Murdock will work together, being cross-trained and with a core foundation of training and expectations. The staff member serving as lead at their respective schools will make sure that all recruitment efforts logistics are addressed and communicated in a timely manner. Together, the full team will develop dates and times that they will come together to recruit students as a team at their respective schools. Staff will run workshops at each other?s schools as well as sit in on meetings together as a team with guidance and (if need be) principals and other key staff. The schedule will be shared with their supervisors, the Assistant Dean of A&T and their schools. Each staff member will be at a school other than their primary site where they serve as lead at least one day a week, working with each other to ensure that the students who are recruited for the program fit the eligibility criteria. This schedule will be for January, February and March or until the program has hit the capacity of students (500). The goal is to have everyone working together as a team, to ensure that the recruitment is complete, and consistent. The lead staff member at each school will be responsible for completing the recruitment process (i.e. calling parents to finalize the application, gathering the proper documentation and ensuring all parties involved are aware of each other's responsibilities). A new program Director has been hired and trained, with a focus on recruitment and goal attainment. Timeline for Implementation of Corrective Action Plan This corrective action plan is already in place and is a continuation from the 2018-2019 school year. Contact Person Ralph Hogan, Director of Upward Bound Math Science & North Central MA Talent Search
2018-001
Finding number: 2019-002 Federal agency: U.S. Department of Education Programs: Student Financial Assistance Cluster CFDA's #: 84.063, 84.268 Award year: 2019 Criteria According to 34 CFR 685.309(b)(2): Unless [the institution] it expects to submit its next updated enrollment report to the Secretary within the next 60 days, a school must notify the Secretary within 30 days after the date the school discovers that ? (i) A loan under title IV of the Act was made to or on behalf of a student who was enrolled or accepted for enrollment at the school, and the student has ceased to be enrolled on at least a half-time basis or failed to enroll on at least a half-time basis for the period for which the loan was intended; or (ii) A student who is enrolled at the school and who received a loan under title IV of the Act has changed his or her permanent address. The Dear Colleague Letter GEN-12-6 issued by the U.S. Department of Education (?ED?) on March 30, 2012, states that in addition to student loan borrowers, Enrollment Reporting files will include two additional groups of students: Pell Grant and Perkins Loan recipients. According to 2 CFR Part 200, Appendix XI Compliance Supplement updated August 2019: Under the Pell Grant and loan programs, institutions must complete and return within 15 days the Enrollment Reporting roster file placed in their Student Aid Internet Gateway mailboxes sent by ED via the National Student Loan Data System (?NSLDS?). The institution determines how often it receives the Enrollment Reporting roster file with the default set at a minimum of every 60 days. Once received, the institution must update for changes in student status, report the date the enrollment status was effective, enter the new anticipated completion date, and submit the changes electronically through the batch method or the NSLDS website. Institutions are responsible for timely reporting, whether they report directly or via a third-party servicer. Condition The Federal Government requires the College to report student enrollment changes to the National Student Loan Data System (?NSLDS?) within 60 days. During our testing, we noted 1 student, out of a sample of 40, that had incorrect effective dates reported to NSLDS. During our testing, we noted 3 students, out of a sample of 40, that were not reported to NSLDS within the required timeframe. Cause The College did not have adequate procedures in place to ensure that students with status changes had their effective date correctly reported to NSLDS and were reported NSLDS within the required timeframe. Effect The College did not report the students correct effective dates and status changes to NSLDS within the required timeframe, which may impact the students loan grace periods. Questioned Costs Not applicable Perspective Our sample was not, and was not intended to be statistically valid. Of the 40 students selected for testing, 1 student or 2.5% of our sample, was determined to have a change of status that was not reported correctly. Of the 40 students selected for testing, 3 students, or 7.5% of our sample, had status changes that were not reported to NSLDS within the required timeframe 63-71 days. Identification as a Repeat Finding, if applicable See finding 2018-002 included in the summary schedule of prior year findings. Recommendation The College should provide training to employees responsible for processing information for the NSLDS and ensure that they have adequate knowledge in the related rules and regulations. This training should include an explanation of the date of determination and effective date of a student?s withdrawal, the importance of reporting the correct effective date, and the consequences of incorrect reporting. This oversight should also ensure that the effective date reported to NSLDS is consistent with the date the student separated from the College. Additionally, submissions of additional rosters may reduce the likelihood of the finding in the future. Views of Responsible Officials The College agrees with the finding.
Show full finding ▾Hide full finding ▴Finding number: 2019-002 Federal agency: U.S. Department of Education Programs: Student Financial Assistance Cluster CFDA's #: 84.063, 84.268 Award year: 2019 Criteria According to 34 CFR 685.309(b)(2): Unless [the institution] it expects to submit its next updated enrollment report to the Secretary within the next 60 days, a school must notify the Secretary within 30 days after the date the school discovers that ? (i) A loan under title IV of the Act was made to or on behalf of a student who was enrolled or accepted for enrollment at the school, and the student has ceased to be enrolled on at least a half-time basis or failed to enroll on at least a half-time basis for the period for which the loan was intended; or (ii) A student who is enrolled at the school and who received a loan under title IV of the Act has changed his or her permanent address. The Dear Colleague Letter GEN-12-6 issued by the U.S. Department of Education (?ED?) on March 30, 2012, states that in addition to student loan borrowers, Enrollment Reporting files will include two additional groups of students: Pell Grant and Perkins Loan recipients. According to 2 CFR Part 200, Appendix XI Compliance Supplement updated August 2019: Under the Pell Grant and loan programs, institutions must complete and return within 15 days the Enrollment Reporting roster file placed in their Student Aid Internet Gateway mailboxes sent by ED via the National Student Loan Data System (?NSLDS?). The institution determines how often it receives the Enrollment Reporting roster file with the default set at a minimum of every 60 days. Once received, the institution must update for changes in student status, report the date the enrollment status was effective, enter the new anticipated completion date, and submit the changes electronically through the batch method or the NSLDS website. Institutions are responsible for timely reporting, whether they report directly or via a third-party servicer. Condition The Federal Government requires the College to report student enrollment changes to the National Student Loan Data System (?NSLDS?) within 60 days. During our testing, we noted 1 student, out of a sample of 40, that had incorrect effective dates reported to NSLDS. During our testing, we noted 3 students, out of a sample of 40, that were not reported to NSLDS within the required timeframe. Cause The College did not have adequate procedures in place to ensure that students with status changes had their effective date correctly reported to NSLDS and were reported NSLDS within the required timeframe. Effect The College did not report the students correct effective dates and status changes to NSLDS within the required timeframe, which may impact the students loan grace periods. Questioned Costs Not applicable Perspective Our sample was not, and was not intended to be statistically valid. Of the 40 students selected for testing, 1 student or 2.5% of our sample, was determined to have a change of status that was not reported correctly. Of the 40 students selected for testing, 3 students, or 7.5% of our sample, had status changes that were not reported to NSLDS within the required timeframe 63-71 days. Identification as a Repeat Finding, if applicable See finding 2018-002 included in the summary schedule of prior year findings. Recommendation The College should provide training to employees responsible for processing information for the NSLDS and ensure that they have adequate knowledge in the related rules and regulations. This training should include an explanation of the date of determination and effective date of a student?s withdrawal, the importance of reporting the correct effective date, and the consequences of incorrect reporting. This oversight should also ensure that the effective date reported to NSLDS is consistent with the date the student separated from the College. Additionally, submissions of additional rosters may reduce the likelihood of the finding in the future. Views of Responsible Officials The College agrees with the finding.
Finding number: 2019-002 Reporting Changes in Status to National Student Loan Data System (?NSLDS?) Reporting Federal agency: U.S. Department of Education Program: Federal Pell Grant CFDA #: 84.063 Award year: 2019 Corrective Action Plan To address the typo in the effective date of withdrawal, we have reviewed with employees the importance of accurate data entry. We normally catch these errors when the R2T4 is calculated by Financial Aid, but this error was on the course withdrawal level, not the college withdrawal level. This particular situation was discovered by the employee via internal audit, and corrected in the 6/21/2019 files submission to NSC. The three students who were not reported to NSLDS within 60 days, was the result of an employee taking 14 days to resolve discrepancies with the April report to the National Student Clearinghouse (NSC), which in turn led the April status changes not being report to the NSLDS by NSC until the May file was submitted, which was scheduled more than 30 days after the April file submission. First action was a review of the reporting schedule to NSC, to assure that reports are submitted no less than every 30 days throughout the semester. Second, training and documentation was updated to request an extra submission of data to NSLDS by NSC if there is a delay in resolving NSC errors/discrepancies. Timeline for Implementation of Corrective Action Plan The action plan was implemented in August of 2019. Contact Person Rebecca Forest, Assistant Dean of Records and Research
2018-002
FAC accepted this audit on March 12, 2019 — management decision was due September 12, 2019.
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2017-002
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FAC accepted this audit on March 13, 2018 — management decision was due September 13, 2018.
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FAC accepted this audit on March 14, 2017 — management decision was due September 14, 2017.
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