Yuma Private Industry Council

EIN: 860609307

UEI: NZJ4LA9RZ8S5

Data as of August 24, 2026

Yuma Private Industry Council10 audit years2 findings
10
Audit Years
2
Total Findings
0
Repeat Findings

FY 2024-06-30

Management decision deadline — for entities that funded this organization

The FAC accepted this audit on March 31, 2025. Under 2 CFR 200.521(d), a pass-through entity that provided federal funds to this organization for this audit period must issue a management decision on these findings by October 1, 2025 (327 days ago).

What is a management decision? →
2024-101
Period of Performance

Condition and Context: During our audit, we noted that YPIC overdrew on its WIOA Adult Program in 2022, resulting in deferred revenue of $195,123. This error was identified in the 2022 audit but not corrected by management or resolved in the correct grant period. As a result, YPIC retained federal funds beyond the period of availability, which is not in compliance with the Uniform Guidance requirements. Criteria: Per 20 CFR 683.110, funds allocated by the state to the local area under subpart-A sections 128(b) and 133(b), for any program year are available for expenditure only during that program year and the succeeding program year. Funds not expended by a local area in a two-year period must be returned to the state. Cause and Effect: The cause was an error made in requesting reimbursement. The effect is that YPIC retained federal funds beyond the period of availability, which may require repayment to the state of Arizona. Recommendation: We recommend that YPIC implement a monthly reconciliation process to align drawdowns with allowable expenditures within the grant period. We also recommend additional training to finance personnel on federal grant compliance requirements. Management’s Response: See corrective action plan.

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Full finding narrative

Condition and Context: During our audit, we noted that YPIC overdrew on its WIOA Adult Program in 2022, resulting in deferred revenue of $195,123. This error was identified in the 2022 audit but not corrected by management or resolved in the correct grant period. As a result, YPIC retained federal funds beyond the period of availability, which is not in compliance with the Uniform Guidance requirements. Criteria: Per 20 CFR 683.110, funds allocated by the state to the local area under subpart-A sections 128(b) and 133(b), for any program year are available for expenditure only during that program year and the succeeding program year. Funds not expended by a local area in a two-year period must be returned to the state. Cause and Effect: The cause was an error made in requesting reimbursement. The effect is that YPIC retained federal funds beyond the period of availability, which may require repayment to the state of Arizona. Recommendation: We recommend that YPIC implement a monthly reconciliation process to align drawdowns with allowable expenditures within the grant period. We also recommend additional training to finance personnel on federal grant compliance requirements. Management’s Response: See corrective action plan.

Corrective Action Plan

YPIC will post the $194,602 audit adjustment to correctly reverse the overstatement of grants receivable and grant revenue in the accounting records by April 30,2025. YPIC will also implement a monthly reconciliation process to review grant expenditures and ensure that amounts reported align with actual expenditures. Additionally, YPIC will develop a Financial Reporting Checklist to ensure all adjustments are posted timely.

About Period of Performance →

FY 2023-06-30

FAC accepted this audit on February 6, 2024 — management decision was due August 6, 2024.

2023-101
Reporting

Finding 2023-101 Improve the Timeliness and Accuracy of Financial Reports (Significant Deficiency). The financial report for the month ended July 31, 2022, was issued 12 days after the deadline. The effect of the reporting delays is that funding agencies are receiving untimely information. The cause is insufficient monitoring of reporting deadlines. – Federal regulations (2 CFR §200.327) and the terms of the federal grants and contracts require that financial reports be filed in a timely manner. We recommend that YPIC improve internal controls over grant reporting that includes a process for identifying reporting requirements and monitoring the timely grant reporting.

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Full finding narrative

Finding 2023-101 Improve the Timeliness and Accuracy of Financial Reports (Significant Deficiency). The financial report for the month ended July 31, 2022, was issued 12 days after the deadline. The effect of the reporting delays is that funding agencies are receiving untimely information. The cause is insufficient monitoring of reporting deadlines. – Federal regulations (2 CFR §200.327) and the terms of the federal grants and contracts require that financial reports be filed in a timely manner. We recommend that YPIC improve internal controls over grant reporting that includes a process for identifying reporting requirements and monitoring the timely grant reporting.

Corrective Action Plan

YPIC has created a schedule to document the due dates of various reporting requirements for its grants

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