Copa Health, Inc.

EIN: 844608444

UEI: R7YFQJMV9KZ9

Data as of August 23, 2026

Copa Health, Inc.2 audit years3 findings1 repeat
2
Audit Years
3
Total Findings
1
Repeat Findings

FY 2023-09-30

Management decision deadline — for entities that funded this organization

The FAC accepted this audit on September 24, 2025. Under 2 CFR 200.521(d), a pass-through entity that provided federal funds to this organization for this audit period must issue a management decision on these findings by March 24, 2026 (152 days ago).

What is a management decision? →
2023-005
Reporting
MATERIAL WEAKNESSREPEAT

The Organization's special reports submitted to the Department of Health and Human Services were not reviewed and approved by a separate individual outside of the preparer. Questioned Costs: Unknown Context: Key line items were tested on the Period 4 special reports submitted to the Department of Health and Human Services. 2 reports were tested, which both lacked appropriate approval. Cause: The Organization did not have an internal control process in place to ensure review and approval of the reports being submitted to the Department of Health and Human Services (HHS). Effect: There is a possibility that the reports may not be accurately completed. Repeat Finding: Yes Recommendation: We recommend that management implement a control process which includes approval of required reports to be submitted to the federal agency.

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Full finding narrative

Criteria: 2 CFR 200.303(a) establishes that the auditee must establish and maintain effective internal control over the federal award that provides assurance that the Organization is managing the federal award in compliance with federal statutes, regulations, and conditions of the federal award. Condition: The Organization's special reports submitted to the Department of Health and Human Services were not reviewed and approved by a separate individual outside of the preparer. Questioned Costs: Unknown Context: Key line items were tested on the Period 4 special reports submitted to the Department of Health and Human Services. 2 reports were tested, which both lacked appropriate approval. Cause: The Organization did not have an internal control process in place to ensure review and approval of the reports being submitted to the Department of Health and Human Services (HHS). Effect: There is a possibility that the reports may not be accurately completed. Repeat Finding: Yes Recommendation: We recommend that management implement a control process which includes approval of required reports to be submitted to the federal agency.

Corrective Action Plan

Criteria: 2 CFR 200.303(a) establishes that the auditee must establish and maintain effective internal control over the federal award that provides assurance that the Organization is managing the federal award in compliance with federal statutes, regulations, and conditions of the federal award. Condition: The Organization's special reports submitted to the Department of Health and Human Services were not reviewed and approved by a separate individual outside of the preparer. Context: Key line items were tested on the Period 4 special reports submitted to the Department of Health and Human Services. 2 reports were tested, which both lacked appropriate approval. Response: Copa Health, Inc will continue to monitor and review internal control systems and implement new policies and/or procedures when necessary or applicable

Prior Finding References

2022-003

About Reporting →

FY 2022-09-30

FAC accepted this audit on September 28, 2023 — management decision was due March 28, 2024.

2022-002
Activities Allowed or Unallowed / Cost Allowability
MATERIAL WEAKNESS

The Organization?s final expenditure listing identified as eligible and claimed under the Provider Relief Fund program lacked documentation of its review by a separate individual outside of the preparer. The support for two out of 60 expenditures tested differed in amounts from the amount on the tracking spreadsheet. Three of the 60 invoices did not include evidence of approval for payment.Cause: The Organization did not have an internal control process in place to ensure the review and approval of eligible expenditures that were summarized from the underlying supporting spreadsheets to the final expenditure listing was documented or that amounts reported were correct. The summary spreadsheet was used to claim allowable costs under the federal program.Effect: There is a possibility that ineligible expenditures may be claimed under the program.Questioned Costs: None reported.Context: Summary level testing was performed over certain payroll related expenditures. In addition, a nonstatistical sample of 60 transactions totaling $511,234 out of $1,115,520 were detail tested. Net amounts differed from the support by $10.Repeat Finding from Prior Years: NoRecommendation: We recommend the Organization implement a control process which includes maintaining documentation of the review and approval of the summarized final expenditure listing used to claim the allowable costs under the federal program.Views of Responsible Officials: Management agrees with the finding

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Full finding narrative

Criteria: 2 CFR 200.303(a) establishes that the auditee must establish and maintain effective internal control over the federal award that provides assurance that the Organization is managing the federal award in compliance with federal statutes, regulations, and conditions of the federal award.Condition: The Organization?s final expenditure listing identified as eligible and claimed under the Provider Relief Fund program lacked documentation of its review by a separate individual outside of the preparer. The support for two out of 60 expenditures tested differed in amounts from the amount on the tracking spreadsheet. Three of the 60 invoices did not include evidence of approval for payment.Cause: The Organization did not have an internal control process in place to ensure the review and approval of eligible expenditures that were summarized from the underlying supporting spreadsheets to the final expenditure listing was documented or that amounts reported were correct. The summary spreadsheet was used to claim allowable costs under the federal program.Effect: There is a possibility that ineligible expenditures may be claimed under the program.Questioned Costs: None reported.Context: Summary level testing was performed over certain payroll related expenditures. In addition, a nonstatistical sample of 60 transactions totaling $511,234 out of $1,115,520 were detail tested. Net amounts differed from the support by $10.Repeat Finding from Prior Years: NoRecommendation: We recommend the Organization implement a control process which includes maintaining documentation of the review and approval of the summarized final expenditure listing used to claim the allowable costs under the federal program.Views of Responsible Officials: Management agrees with the finding

Corrective Action Plan

Finding 2022-002Federal Agency Name: Department of Health and Human ServicesProgram Name: COVID-19 Provider Relief Fund and American Rescue Plan (ARP) Rural DistributionCFDA #93.498Finding Summary: The Organization?s final expenditure listing identified as eligible and claimed under theProvider Relief Fund program lacked documentation of its review by a separate individual outside of thepreparer. The support for two out of 60 expenditures tested differed in amounts from the amount on thetracking spreadsheet. Three of the 60 invoices did not include evidence of approval for payment.Responsible Individuals: CFO Martin Quintana, and Controller Gladys LopezCorrective Action Plan: We reviewed the internal controls and provided better separation of duties in the process.Steps were added to the process that entail a review of the preparers? work by a second person before they aresubmitted to the Controller and/or the Chief Financial Officer for approval. Will also establish a process forensuring full review of financial statements.Anticipated Completion Date: By 11/30/2023

About Activities Allowed or Unallowed, Allowable Costs / Cost Principles →
2022-003
Reporting
MATERIAL WEAKNESS

The Organization?s special reports submitted to the Department of Health and Human Services were not reviewed and approved by a separate individual outside of the preparer.Cause: The Organization did not have an internal control process in place to ensure review and approval of the reports being submitted to the Department of Health and Human Services (HHS).Effect: There is a possibility that the reports may not be accurately completed.Questioned Costs: None reported.Context: Key line items were tested on the Period 2 and Period 3 special reports submitted to the Department of Health and Human Services. A total of 3 reports were tested, which the 3 reports all lacked appropriate approval.Repeat Finding from Prior Years: NoRecommendation: We recommend the Organization implement a control process which includes approval of required reports to be submitted to the federal agency.Views of Responsible Officials: Management agrees with the finding.

Show full finding ▾
Full finding narrative

Criteria: 2 CFR 200.303(a) establishes that the auditee must establish and maintain effective internal control over the federal award that provides assurance that the Organization is managing the federal award in compliance with federal statutes, regulations, and conditions of the federal award.Condition: The Organization?s special reports submitted to the Department of Health and Human Services were not reviewed and approved by a separate individual outside of the preparer.Cause: The Organization did not have an internal control process in place to ensure review and approval of the reports being submitted to the Department of Health and Human Services (HHS).Effect: There is a possibility that the reports may not be accurately completed.Questioned Costs: None reported.Context: Key line items were tested on the Period 2 and Period 3 special reports submitted to the Department of Health and Human Services. A total of 3 reports were tested, which the 3 reports all lacked appropriate approval.Repeat Finding from Prior Years: NoRecommendation: We recommend the Organization implement a control process which includes approval of required reports to be submitted to the federal agency.Views of Responsible Officials: Management agrees with the finding.

Corrective Action Plan

Finding 2022-003Federal Agency Name: Department of Health and Human ServicesProgram Name: COVID-19 Provider Relief Fund and American Rescue Plan (ARP) Rural DistributionCFDA #93.498Finding Summary: The Organization?s special reports submitted to the Department of Health and HumanServices were not reviewed and approved by a separate individual outside of the preparer.Responsible Individuals: CFO Martin Quintana, and Controller Gladys LopezCorrective Action Plan: We reviewed the internal controls and provided better separation of duties in the process.Steps were added to the process that entail a review of the preparers? work by a second person before they aresubmitted to the Controller and/or the Chief Financial Officer for approval. Will also establish a process forensuring full review of financial statements.Anticipated Completion Date: By 11/30/2023

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