Puerto Rico Planning Board

EIN: 690001002

UEI: LX7MWNBLFLY9

Data as of August 21, 2026

Puerto Rico Planning Board10 audit years8 findings8 repeat
10
Audit Years
8
Total Findings
8
Repeat Findings

FY 2023-06-30

Management decision deadline — for entities that funded this organization

The FAC accepted this audit on March 27, 2024. Under 2 CFR 200.521(d), a pass-through entity that provided federal funds to this organization for this audit period must issue a management decision on these findings by September 27, 2024 (693 days ago).

What is a management decision? →
2023-001
Other
REPEAT

2023-001 Financial Management — Accounting System and Reporting Practices Criteria As stated in Uniform Guidance Part 200.302 — Standards for Financial management: (3) The financial management system of other grantees and sub-grantees must meet the following standards: (3) Accounting records: Grantees and sub-grantees must maintain records which adequately identify the source and application of funds provided for financially assisted activities. These records must contain information pertaining to grant or subgrant awards and authorizations, obligations, un-obligated balances, assets, liabilities outlays or expenditures and income. Condition The accounting records did not identify any record or disclose information related to the funds, assets and liabilities. Cause The Board's accounting system is in the process of completing the integration of accounting software to maintain records of funds, assets and liabilities. The Board's funds are, by law, under custody and control of the Secretary of the Treasury and are also accounted for in the Commonwealth's Central Government Accounting Systems (CGAS). Effect The Board does not have complete financial information that could affect the decision-making process. Questioned cost None Perspective information N/A Repeat finding 2022-001 Recommendation The Board needs to complete the integration process of its accounting system that will provide complete financial information. View of responsible Official Management agrees. Official Mr. Andres Ruiz, Finance Director

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2023-001 Financial Management — Accounting System and Reporting Practices Criteria As stated in Uniform Guidance Part 200.302 — Standards for Financial management: (3) The financial management system of other grantees and sub-grantees must meet the following standards: (3) Accounting records: Grantees and sub-grantees must maintain records which adequately identify the source and application of funds provided for financially assisted activities. These records must contain information pertaining to grant or subgrant awards and authorizations, obligations, un-obligated balances, assets, liabilities outlays or expenditures and income. Condition The accounting records did not identify any record or disclose information related to the funds, assets and liabilities. Cause The Board's accounting system is in the process of completing the integration of accounting software to maintain records of funds, assets and liabilities. The Board's funds are, by law, under custody and control of the Secretary of the Treasury and are also accounted for in the Commonwealth's Central Government Accounting Systems (CGAS). Effect The Board does not have complete financial information that could affect the decision-making process. Questioned cost None Perspective information N/A Repeat finding 2022-001 Recommendation The Board needs to complete the integration process of its accounting system that will provide complete financial information. View of responsible Official Management agrees. Official Mr. Andres Ruiz, Finance Director

Corrective Action Plan

FINDING NUMBER 2023-001 Financial Management – Accounting System and Reporting Practices PRIFAS is the official accountability of Puerto Rico’s Government. This system does not have compatibility with many sub-systems. The Department of the Treasury is working with the new accounting and financial system that would harmonize with government agencies and we hope to be ready in July 2024. The Puerto Rico Planning Board continues to monitor the Treasury Department in relation to this matter and to correct this finding. The Planning Board expects to complete it by 2024. Contact Official: Mr. Andres Ruiz, Finance Director

Prior Finding References

2022-001

About Other →

FY 2022-06-30

FAC accepted this audit on March 30, 2023 — management decision was due September 30, 2023.

2022-001
Other
REPEAT

2022-001 Financial Management ? Accounting System and Reporting Practices Criteria As stated in Uniform Guidance Part 200.302 ? Standards for Financial management: (3) The financial management system of other grantees and sub-grantees must meet the following standards: (3) Accounting records: Grantees and sub-grantees must maintain records which adequately identify the source and application of funds provided for financially assisted activities. These records must contain information pertaining to grant or subgrant awards and authorizations, obligations, un-obligated balances, assets, liabilities outlays or expenditures and income. Condition The accounting records did not identify any record or disclose information related to the funds, assets and liabilities. Cause The Board's accounting system is in the process of completing the integration of an accounting software to maintain records of funds, assets and liabilities. The Board's funds are, by law, under custody and control of the Secretary of the Treasury and are also accounted for in the Commonwealth's Central Government Accounting Systems (CGAS). Effect The Board does not have complete financial information that could affect the decision-making process. Questioned cost None Perspective information N/A Repeat finding 2021-001 Recommendation The Board needs to complete the integration process of its accounting system that will provide complete financial information. View of responsible Official Management agrees. Official Mr. Andres Ruiz, Finance Director

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Full finding narrative

2022-001 Financial Management ? Accounting System and Reporting Practices Criteria As stated in Uniform Guidance Part 200.302 ? Standards for Financial management: (3) The financial management system of other grantees and sub-grantees must meet the following standards: (3) Accounting records: Grantees and sub-grantees must maintain records which adequately identify the source and application of funds provided for financially assisted activities. These records must contain information pertaining to grant or subgrant awards and authorizations, obligations, un-obligated balances, assets, liabilities outlays or expenditures and income. Condition The accounting records did not identify any record or disclose information related to the funds, assets and liabilities. Cause The Board's accounting system is in the process of completing the integration of an accounting software to maintain records of funds, assets and liabilities. The Board's funds are, by law, under custody and control of the Secretary of the Treasury and are also accounted for in the Commonwealth's Central Government Accounting Systems (CGAS). Effect The Board does not have complete financial information that could affect the decision-making process. Questioned cost None Perspective information N/A Repeat finding 2021-001 Recommendation The Board needs to complete the integration process of its accounting system that will provide complete financial information. View of responsible Official Management agrees. Official Mr. Andres Ruiz, Finance Director

Corrective Action Plan

FINDING NUMBER 2022-001 Financial Management ? Accounting System and Reporting Practices PRIFAS is the official accountability of Puerto Rico?s Government. This system does not have compatibility with many sub-systems. The Department of the Treasury is working with the new accounting and financial system that would harmonize with government agencies and we hope to be ready in September 2023. The Puerto Rico Planning Board continues to monitor the Treasury Department in relation to this matter and to correct this finding. The Planning Board expects to complete it by 2023. Contact Official: Mr. Andres Ruiz, Finance Director

Prior Finding References

2021-001

About Other →

FY 2021-06-30

FAC accepted this audit on April 5, 2022 — management decision was due October 5, 2022.

2021-001
Other
REPEAT

2020-001 Financial Management ? Accounting System and Reporting Practices Criteria As stated in Uniform Guidance Part 200.302 ? Standards for Financial management: (3) The financial management system of other grantees and sub-grantees must meet the following standards: (3) Accounting records: Grantees and sub-grantees must maintain records which adequately identify the source and application of funds provided for financially assisted activities. These records must contain information pertaining to grant or subgrant awards and authorizations, obligations, un-obligated balances, assets, liabilities outlays or expenditures and income. Condition The accounting records did not identify any record or disclose information related to the funds, assets and liabilities. Cause The Board's accounting system is in the process of completing the integration of an accounting software to maintain records of funds, assets and liabilities. The Board's funds are, by law, under custody and control of the Secretary of the Treasury and are also accounted for in the Commonwealth's Central Government Accounting Systems (CGAS). Effect The Board does not have complete financial information that could affect the decision-making process.Questioned cost None Perspective information N/A Identification of repeating finding Refer to finding 2020-001 Recommendation The Board needs to complete the integration process of its accounting system that will provide complete financial information. View of responsible Official Management agrees.

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Full finding narrative

2020-001 Financial Management ? Accounting System and Reporting Practices Criteria As stated in Uniform Guidance Part 200.302 ? Standards for Financial management: (3) The financial management system of other grantees and sub-grantees must meet the following standards: (3) Accounting records: Grantees and sub-grantees must maintain records which adequately identify the source and application of funds provided for financially assisted activities. These records must contain information pertaining to grant or subgrant awards and authorizations, obligations, un-obligated balances, assets, liabilities outlays or expenditures and income. Condition The accounting records did not identify any record or disclose information related to the funds, assets and liabilities. Cause The Board's accounting system is in the process of completing the integration of an accounting software to maintain records of funds, assets and liabilities. The Board's funds are, by law, under custody and control of the Secretary of the Treasury and are also accounted for in the Commonwealth's Central Government Accounting Systems (CGAS). Effect The Board does not have complete financial information that could affect the decision-making process.Questioned cost None Perspective information N/A Identification of repeating finding Refer to finding 2020-001 Recommendation The Board needs to complete the integration process of its accounting system that will provide complete financial information. View of responsible Official Management agrees.

Corrective Action Plan

FINDING NUMBER 2021-001 Financial Management ? Accounting System and Reporting Practices PRIFAS is the official accountability of Puerto Rico?s Government. This system does not have compatibility with many sub-systems. The Puerto Rico Department of the Treasury is still evaluating recommendations from different entities to improve the system and/or replace it. Corrective Action The Department of the Treasury was working with the new accounting and financial system that would harmonize with government agencies. However, due to budget problems, it was stopped by orders of the Fiscal Oversight Board and the Office of Management and Budget. The Puerto Rico Planning Board continues to monitor with the Treasury Department in relation to this matter and to correct this finding. The Planning Board expects to complete it by 2023. Contact Official: Mr. Andres Ruiz, Finance Director

Prior Finding References

2020-001

About Other →

FY 2020-06-30

FAC accepted this audit on May 4, 2021 — management decision was due November 4, 2021.

2020-001
Other
REPEAT

The accounting records did not identify any record or disclose information related to the funds, assets and liabilities. Cause: The Board's accounting system is in the process of completing the integration of an accounting software to maintain records of funds, assets and liabilities. The Board's funds are, by law, under custody and control of the Secretary of the Treasury and are also accounted for in the Commonwealth's Central Government Accounting Systems (CGAS). Effects: The Board does not have complete financial information that could affect the decision-making process.Questioned cost: None Perspective information: N/A Identification of repeating finding: Refer to finding 2019-001. Recommendation: The Board needs to complete the integration process of its accounting system that will provide complete financial information. View of responsible Official: Management agrees.

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Criteria: As stated in Uniform Guidance Part 200.302 ? Standards for Financial management: (3) The financial management system of other grantees and sub-grantees must meet the following standards: (3) Accounting records: Grantees and sub-grantees must maintain records which adequately identify the source and application of funds provided for financially assisted activities. These records must contain information pertaining to grant or subgrant awards and authorizations, obligations, un-obligated balances, assets, liabilities outlays or expenditures and income. Condition: The accounting records did not identify any record or disclose information related to the funds, assets and liabilities. Cause: The Board's accounting system is in the process of completing the integration of an accounting software to maintain records of funds, assets and liabilities. The Board's funds are, by law, under custody and control of the Secretary of the Treasury and are also accounted for in the Commonwealth's Central Government Accounting Systems (CGAS). Effects: The Board does not have complete financial information that could affect the decision-making process.Questioned cost: None Perspective information: N/A Identification of repeating finding: Refer to finding 2019-001. Recommendation: The Board needs to complete the integration process of its accounting system that will provide complete financial information. View of responsible Official: Management agrees.

Corrective Action Plan

Financial Management ? Accounting System and Reporting Practices PRIFAS is the official accountability of Puerto Rico?s Government. This system does not have compatibility with many sub-systems. The Puerto Rico Department of the Treasury is still evaluating recommendations from different entities to improve the system and/or replace it. Corrective Action The Department of the Treasury was working with the new accounting and financial system that would harmonize with government agencies. However, due to budget problems, it was stopped by orders of the Fiscal Oversight Board and the Office of Management and Budget. The Puerto Rico Planning Board continues to monitor with the Treasury Department in relation to this matter and to correct this finding. The Planning Board expected to complete it by 2022.

Prior Finding References

2019-001

About Other →

FY 2019-06-30

FAC accepted this audit on March 16, 2020 — management decision was due September 16, 2020.

2019-001
Other
REPEAT

The accounting records did not identify any record or disclose information related to the funds, assets and liabilities. Cause: The Board's accounting system is in the process of completing the integration of an accounting software to maintain records of funds, assets and liabilities. The Board's funds are, by law, under custody and control of the Secretary of the Treasury and are also accounted for in the Commonwealth's Central Government Accounting Systems (CGAS). ? Effects: The Board does not have complete financial information that could affect the decision-making process. Questioned cost: None Perspective information: N/A Identification of repeating finding: Refer to finding 2018-001. Recommendation: The Board needs to complete the integration process of its accounting system that will provide complete financial information. View of responsible Official: Management agrees. Official: Mr. Andres Ruiz, Finance Director

Show full finding ▾
Full finding narrative

2019-001 Financial Management-Accounting System and Reporting Practices Criteria: As stated in Uniform Guidance Part 200.302 - Standards for Financial management: (3) The financial management system of other grantees and sub-grantees must meet the following standards: (3) Accounting records: Grantees and sub-grantees must maintain records which adequately identify the source and application of funds provided for financially assisted activities. These records must contain information pertaining to grant or subgrant awards and authorizations, obligations, unobligated balances, assets, liabilities outlays or expenditures and income. Condition: The accounting records did not identify any record or disclose information related to the funds, assets and liabilities. Cause: The Board's accounting system is in the process of completing the integration of an accounting software to maintain records of funds, assets and liabilities. The Board's funds are, by law, under custody and control of the Secretary of the Treasury and are also accounted for in the Commonwealth's Central Government Accounting Systems (CGAS). ? Effects: The Board does not have complete financial information that could affect the decision-making process. Questioned cost: None Perspective information: N/A Identification of repeating finding: Refer to finding 2018-001. Recommendation: The Board needs to complete the integration process of its accounting system that will provide complete financial information. View of responsible Official: Management agrees. Official: Mr. Andres Ruiz, Finance Director

Corrective Action Plan

FINDING NUMBER 2019-001 Financial Management - Accounting System and Reporting Practices PRlF AS is the official accountability of Puerto Rico's Government. This system does not have compatibility with many sub-systems. The Puerto Rico Department of the Treasury is still evaluating recommendations from different entities to improve the system and/or replace it. Corrective Action The Department of the Treasury was working with the new accounting and financial system that would harmonize with government agencies. However, due to budget problems, it was stopped by orders of the Fiscal Oversight Board and the Office of Management and Budget. The Puerto Rico Planning Board continues to monitor with the Treasury Department in relation to this matter and to correct this finding. The Planning Board expected to complete it by 2021. Contact Official: Mr. Andres Ruiz, Finance Director

Prior Finding References

2018-001

About Other →

FY 2018-06-30

FAC accepted this audit on March 28, 2019 — management decision was due September 28, 2019.

2018-001
Reporting
REPEAT

GSA_MIGRATION

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GSA_MIGRATION

Corrective Action Plan

GSA_MIGRATION

Prior Finding References

2017-001

About Reporting →

FY 2017-06-30

FAC accepted this audit on March 27, 2018 — management decision was due September 27, 2018.

2017-001
Reporting
REPEAT

GSA_MIGRATION

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GSA_MIGRATION

Corrective Action Plan

GSA_MIGRATION

Prior Finding References

2016-001

About Reporting →

FY 2016-06-30

FAC accepted this audit on March 27, 2017 — management decision was due September 27, 2017.

2016-001
Reporting
REPEAT

GSA_MIGRATION

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GSA_MIGRATION

Corrective Action Plan

GSA_MIGRATION

Prior Finding References

2015-001

About Reporting →

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