Florida Rural Water Association, Inc.

EIN: 591934383

UEI: HAS4XWNAGZJ4

Data as of August 25, 2026

Florida Rural Water Association, Inc.10 audit years2 findings1 repeat
10
Audit Years
2
Total Findings
1
Repeat Findings

FY 2020-06-30

Management decision deadline — for entities that funded this organization

The FAC accepted this audit on February 14, 2021. Under 2 CFR 200.521(d), a pass-through entity that provided federal funds to this organization for this audit period must issue a management decision on these findings by August 14, 2021 (1838 days ago).

What is a management decision? →
2020-002
Activities Allowed or Unallowed / Cost Allowability
REPEAT

The Association expensed unused sick leave accruals but has no policy for employee payouts of sick leave upon leaving the Association. Cause: Management override of controls. Effect: Unallowable costs expensed to the grant resulting in an overstatement of grant expenses. Recommendation: We recommend the Association either stop expensing unused sick leave accruals or change their policy to pay out sick leave when an employee leaves the Association.

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Full finding narrative

Affected Program: United States Environmental Protection Agency Capitalization Grants for Drinking Water State Revolving Funds, passed through the State of Florida Department of Environmental Protection Agency, contracts G0447 and PW101, CFDA number 66.468. Criteria: Allowable costs must be incurred to be expensed. Condition: The Association expensed unused sick leave accruals but has no policy for employee payouts of sick leave upon leaving the Association. Cause: Management override of controls. Effect: Unallowable costs expensed to the grant resulting in an overstatement of grant expenses. Recommendation: We recommend the Association either stop expensing unused sick leave accruals or change their policy to pay out sick leave when an employee leaves the Association.

Corrective Action Plan

With regard to the finding 2020-002/2019-003, questioned costs. The Florida Rural Water Association Board of Directors discussed this finding and has decided that since none of the FRWA funders (to include NRWA, EPA, USDA, and the State of Florida) have questioned this long standing policy/procedure, the Association is going to stay with the current policy/procedure. The method protects FRWA from financial liability beyond revenue for sick leave.

Prior Finding References

2019-003

About Activities Allowed or Unallowed, Allowable Costs / Cost Principles →

FY 2019-06-30

FAC accepted this audit on November 19, 2019 — management decision was due May 19, 2020.

2019-003
Activities Allowed or Unallowed / Cost Allowability

The Association expensed unused sick leave accruals but has no policy for employee payouts of sick leave upon leaving the Association. Cause: Management override of controls. Effect: Unallowable costs expensed to the grant resulting in an overstatement of grant expenses. Recommendation: We recommend the Association either stop expensing unused sick leave accruals or change their policy to pay out sick leave when an employee leaves the Association.

Show full finding ▾
Full finding narrative

Affected Program: United States Environmental Protection Agency Capitalization Grants for Drinking Water State Revolving Funds, passed through the State of Florida Department of Environmental Protection Agency, contract G0447, CFDA number 66.468. Criteria: Allowable costs must be incurred to be expensed. Condition: The Association expensed unused sick leave accruals but has no policy for employee payouts of sick leave upon leaving the Association. Cause: Management override of controls. Effect: Unallowable costs expensed to the grant resulting in an overstatement of grant expenses. Recommendation: We recommend the Association either stop expensing unused sick leave accruals or change their policy to pay out sick leave when an employee leaves the Association.

Corrective Action Plan

The June 30, 2019 Florida Rural Water Audit noted concern with the internal controls processes of the Association. ? With regard to the finding 2019-001, preparation of financial statements in accordance with GAAP and significant adjustments, we have taken appropriate action to correct the settings in the accounting software to avoid future significant adjustments. ? With regard to the finding 2019-002/2018-003, segregation of duties, we have remediated the issue by providing the Executive Director with a monthly list of journal entries made for review and approval and modified the monthly procedure to ensure Tallahassee consistent approval. ? With regard to the finding 2019-003, questioned costs. The Florida Rural Water Association Board of Directors discussed this finding and has decided since none of the FRWA funders (to include NRWA, EPA, USDA, and the State of Florida) have questioned this long standing policy/procedure, the Association is going to stay with the current policy/procedure. This method protects FRWA from financial liability beyond revenue for sick leave. FRWA will continue to modify, improve and promote compliance with its policies and procedures and other generally accepted accounting, financial an oversight procedure.

About Activities Allowed or Unallowed, Allowable Costs / Cost Principles →

Data source: This information comes from the Federal Audit Clearinghouse, the official repository of Single Audit data. All data is public domain. Verify this organization's audit history at fac.gov.

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