ADOPTION EXCHANGE ASSOCIATION, INC. DBA NATIONAL ADOPTION ASSOCIATION

EIN: 521452079

UEI: MLLAZBN4XME6

Data as of August 23, 2026

ADOPTION EXCHANGE ASSOCIATION, INC. DBA NATIONAL ADOPTION ASSOCIATION10 audit years1 findings
10
Audit Years
1
Total Findings
0
Repeat Findings

FY 2021-09-30

Management decision deadline — for entities that funded this organization

The FAC accepted this audit on February 13, 2022. Under 2 CFR 200.521(d), a pass-through entity that provided federal funds to this organization for this audit period must issue a management decision on these findings by August 13, 2022 (1472 days ago).

What is a management decision? →
2021-001
Reporting

During our testing of reporting, we noted that management was not in compliance with the reporting requirement under the Federal Funding Accountability and Transparency Act (FFATA). Direct awards received from the Department of Health and Human Services that were subsequently awarded to subrecipients in amounts greater than $30,000 were not reported. In addition, management had not established any internal control policies or procedures related to FFATA reporting. We consider this to be a significant deficiency in internal control. Subaward Dollar Amount of Subaward Transactions Tested Not Reported Tested Transactions Not Reported 5 5 $2,770,449 $2,770,449 Criteria: Under the reporting requirements of 2 CFR Part 170, a recipient of a direct federal award that subsequently awards a portion of this federal award greater than $30,000 to a subrecipient, must report this subaward to the Federal Subaward Reporting System (FSRS) by the end of the month following the month it was awarded. Internal control policies and procedures need to be established to ensure that this reporting requirement is timely met. Cause: Management was unaware of the reporting requirement under FFATA and therefore did not comply with this reporting requirement and did not establish appropriate internal control policies and procedures to ensure compliance. Effect: Awards to subrecipients that should have been reported through the FSRS were not reported. Therefore, management was not in compliance with this reporting requirement. Recommendation: We recommend that management create appropriate internal control policies and procedures to ensure compliance with this reporting requirement on a timely basis. Also, we recommend that any subawards issued during the year ended September 30, 2021 that met the requirement for reporting under FFATA be reported as soon as possible. Views of Responsible Officials and Planned Corrective Actions: Upon being notified of the internal control reporting deficiency for subawards, management immediately filed the Federal Funding Accountability and Transparency Act (FFATA) reporting requirement. In addition, annual timelines are now listed in the CFO and CEO?s calendars for reminders. Summary Schedule of Prior Audit Findings None.

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Full finding narrative

Findings and Questioned Costs - Major Federal Award Program Audit Finding #2021-001 - Reporting - Federal Funding Accountability and Transparency Act (FFATA) U.S. Department of Health and Human Services: Adoption Opportunities (Assistance Listing 93.652) Statement of Condition: During our testing of reporting, we noted that management was not in compliance with the reporting requirement under the Federal Funding Accountability and Transparency Act (FFATA). Direct awards received from the Department of Health and Human Services that were subsequently awarded to subrecipients in amounts greater than $30,000 were not reported. In addition, management had not established any internal control policies or procedures related to FFATA reporting. We consider this to be a significant deficiency in internal control. Subaward Dollar Amount of Subaward Transactions Tested Not Reported Tested Transactions Not Reported 5 5 $2,770,449 $2,770,449 Criteria: Under the reporting requirements of 2 CFR Part 170, a recipient of a direct federal award that subsequently awards a portion of this federal award greater than $30,000 to a subrecipient, must report this subaward to the Federal Subaward Reporting System (FSRS) by the end of the month following the month it was awarded. Internal control policies and procedures need to be established to ensure that this reporting requirement is timely met. Cause: Management was unaware of the reporting requirement under FFATA and therefore did not comply with this reporting requirement and did not establish appropriate internal control policies and procedures to ensure compliance. Effect: Awards to subrecipients that should have been reported through the FSRS were not reported. Therefore, management was not in compliance with this reporting requirement. Recommendation: We recommend that management create appropriate internal control policies and procedures to ensure compliance with this reporting requirement on a timely basis. Also, we recommend that any subawards issued during the year ended September 30, 2021 that met the requirement for reporting under FFATA be reported as soon as possible. Views of Responsible Officials and Planned Corrective Actions: Upon being notified of the internal control reporting deficiency for subawards, management immediately filed the Federal Funding Accountability and Transparency Act (FFATA) reporting requirement. In addition, annual timelines are now listed in the CFO and CEO?s calendars for reminders. Summary Schedule of Prior Audit Findings None.

Corrective Action Plan

ADOPTION EXCHANGE ASSOCIATION, INC., DBA NATIONAL ADOPTION ASSOCIATION Corrective Action Plan For the Fiscal Year Ended September 30, 2021 U.S. Department of Health and Human Services: Administration for Children and Families Adoption Exchange Association, Inc., DBA National Adoption Association, respectfully submits the following corrective action plan for the year ended September 30, 2021. Name and address of independent public accounting firm: Gross Mendelsohn & Associates, P.A. 1801 Porter Street, Suite 500 Baltimore, Maryland 21230 Federal Award Program Audit Finding Finding: 2021-001 Name of contact person: John Zabetakis Chief Financial Officer Recommendation: We recommend that management create appropriate internal control policies and procedures to ensure compliance with this Federal Subaward Reporting System (FFATA) reporting requirement on a timely basis. Also, we recommend that any subawards issued during the year ended September 30, 2021 that met the requirement for reporting under FFATA be reported as soon as possible. Corrective Action: We concur with the recommendation. Upon being notified of the internal control reporting deficiency for subawards, management immediately filed the Federal Funding Accountability and Transparency Act (FFATA) reporting requirement. In addition, annual timelines are now listed in the CFO and CEO?s calendars for reminders. Proposed Completion Date: Management has already implemented the above procedure. If the U.S. Department of Health and Human Services: Administration for Children and Families have questions regarding this plan, please contact John Zabetakis at 410-636-7037. Sincerely yours, John Zabetakis, Chief Financial Officer

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