ESSEX OF WAUNAKEE, INC.

EIN: 463872376

UEI: S2WYDAT5HMP3

Data as of August 23, 2026

ESSEX OF WAUNAKEE, INC.5 audit years7 findings2 repeat
5
Audit Years
7
Total Findings
2
Repeat Findings

FY 2022-12-31

Management decision deadline — for entities that funded this organization

The FAC accepted this audit on August 28, 2023. Under 2 CFR 200.521(d), a pass-through entity that provided federal funds to this organization for this audit period must issue a management decision on these findings by February 28, 2024 (908 days ago).

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2022-001
Reporting
MATERIAL WEAKNESS

The annual reporting package for the year ended December 31, 2021 has not been submitted to the Federal Audit Clearinghouse within the required timeframe. Criteria: Uniform Guidance and Federal Clearinghouse requirements require that non-federal entities transmit their annual reporting package to the Federal Audit Clearinghouse within the earlier of 30 days after receipt of the auditor?s report or nine months after the end of the audit period. Effect or Potential Effect: Noncompliance with Uniform Guidance and Federal Clearinghouse requirements. Cause: Procedures in place were not adequate to ensure the timely submission of the reporting package. Recommendation: Annual reporting packages should be submitted to the Federal Audit Clearinghouse no later than September 30th of the subsequent year. Reporting Views of Responsible Official: We concur with Finding 2022-1. The Corporation will submit the late filing as soon as possible. Status: Open

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Finding 2022-1 Statement of Condition: The annual reporting package for the year ended December 31, 2021 has not been submitted to the Federal Audit Clearinghouse within the required timeframe. Criteria: Uniform Guidance and Federal Clearinghouse requirements require that non-federal entities transmit their annual reporting package to the Federal Audit Clearinghouse within the earlier of 30 days after receipt of the auditor?s report or nine months after the end of the audit period. Effect or Potential Effect: Noncompliance with Uniform Guidance and Federal Clearinghouse requirements. Cause: Procedures in place were not adequate to ensure the timely submission of the reporting package. Recommendation: Annual reporting packages should be submitted to the Federal Audit Clearinghouse no later than September 30th of the subsequent year. Reporting Views of Responsible Official: We concur with Finding 2022-1. The Corporation will submit the late filing as soon as possible. Status: Open

Corrective Action Plan

Name of Auditee: ESSEX OF WAUNAKEE, INC. HUD Auditee Identification Number: 075-11257 Name of Audit Firm: Haran & Associates Ltd. Period Covered by the Audit: Year ended December 31, 2022 CAP Prepared by: Rich Gonzalez Current Findings: Finding 2022-1: Reporting Views of Responsible Official: We concur with Finding 2022-1. The Corporation will submit the late filing as soon as possible. Action(s) Taken or Planned on the Finding: The Corporation has put in place internal controls to ensure the timely filing of the annual audit reporting package to the Federal Audit Clearinghouse. Status of Corrective Actions: Action to be completed in 2023.

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FY 2020-12-31

FAC accepted this audit on January 24, 2022 — management decision was due July 24, 2022.

2020-001
Other
REPEAT

The annual reporting package for the year ended December 31, 2019, has not been submitted to the Federal Audit Clearing House. Cause: Management oversight. Effect: Noncompliance with the Uniform Administrative Requirements, Cost Principles, and Audit Requirements for Federal Awards. Corrective Action Plan:: The 2019 reporting package will be submitted in March 2021. Recommendation: Annual reporting packages should be submitted to the Federal Audit Clearing House.

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Full finding narrative

Criteria: The Uniform Administrative Requirements, Cost Principles, and Audit Requirements for Federal Awards requires that non-federal entities transmit their annual reporting package to the Federal Audit Clearing House. Statement of Condition: The annual reporting package for the year ended December 31, 2019, has not been submitted to the Federal Audit Clearing House. Cause: Management oversight. Effect: Noncompliance with the Uniform Administrative Requirements, Cost Principles, and Audit Requirements for Federal Awards. Corrective Action Plan:: The 2019 reporting package will be submitted in March 2021. Recommendation: Annual reporting packages should be submitted to the Federal Audit Clearing House.

Corrective Action Plan

The 2019 reporting package will be submitted in March 2021.

Prior Finding References

2019-001

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FY 2019-12-31

FAC accepted this audit on August 28, 2023 — management decision was due February 28, 2024.

2019-001
Reporting
REPEAT

The annual reporting package for the year ended December 31, 2018, haS not been submitted to the Federal Audit Clearing House. Cause: Management oversight. Effect: Noncompliance with the Uniform Administrative Requirements, Cost Principles, and Audit Requirements for Federal Awards. Reporting Views of Responsible Official: The 2018 reporting package has been submitted as of March 17, 2020. Recommendation: Annual reporting packages should be submitted to the Federal Audit Clearing House.

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Full finding narrative

Criteria: The Uniform Administrative Requirements, Cost Principles, and Audit Requirements for Federal Awards requires that non-federal entities transmit their annual reporting package to the Federal Audit Clearing House. Statement of Condition: The annual reporting package for the year ended December 31, 2018, haS not been submitted to the Federal Audit Clearing House. Cause: Management oversight. Effect: Noncompliance with the Uniform Administrative Requirements, Cost Principles, and Audit Requirements for Federal Awards. Reporting Views of Responsible Official: The 2018 reporting package has been submitted as of March 17, 2020. Recommendation: Annual reporting packages should be submitted to the Federal Audit Clearing House.

Corrective Action Plan

Recommendation: Annual reporting packages should be submitted to the Federal Audit Clearing House.

Prior Finding References

2018-001

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FY 2016-12-31

FAC accepted this audit on October 10, 2017 — management decision was due April 10, 2018.

2016-001
Reporting
MATERIAL WEAKNESSQUESTIONED COSTS

GSA_MIGRATION

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GSA_MIGRATION

Corrective Action Plan

GSA_MIGRATION

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2016-002
Other
MATERIAL WEAKNESSQUESTIONED COSTS

GSA_MIGRATION

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GSA_MIGRATION

Corrective Action Plan

GSA_MIGRATION

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2016-003
Other
MATERIAL WEAKNESSQUESTIONED COSTS

GSA_MIGRATION

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GSA_MIGRATION

Corrective Action Plan

GSA_MIGRATION

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2016-004
Cost Allowability
MATERIAL WEAKNESSQUESTIONED COSTS

GSA_MIGRATION

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GSA_MIGRATION

Corrective Action Plan

GSA_MIGRATION

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Data source: This information comes from the Federal Audit Clearinghouse, the official repository of Single Audit data. All data is public domain. Verify this organization's audit history at fac.gov.

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