PENQUIS C.A.P., INC.

EIN: 016023748

UEI: FLJGNNHJJ6B3

Data as of August 23, 2026

PENQUIS C.A.P., INC.11 audit years2 findings
11
Audit Years
2
Total Findings
0
Repeat Findings

FY 2022-09-30

Management decision deadline — for entities that funded this organization

The FAC accepted this audit on May 8, 2023. Under 2 CFR 200.521(d), a pass-through entity that provided federal funds to this organization for this audit period must issue a management decision on these findings by November 8, 2023 (1019 days ago).

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2022-004
Other
MATERIAL WEAKNESS

Programs Affected AL 93.600 Head Start AL 93.575 Child Care and Development Block Grant Criteria The Organization is responsible for designing, implementing and maintaining effective internal controls over compliance that provide reasonable assurance that the internal controls will prevent misstatements, intentional or unintentional, from occurring, or detect and correct misstatements on a timely basis. Condition and Context While comparing and reconciling the Schedule of Expenditures of Federal Awards (SEFA) to the consolidated financial statements, we noted certain program expenditures were excluded from the SEFA. Assistance Listing 93.575 was understated by approximately $299,000 and Assistance Listing 93.600 was understated by approximately $1,682,000. Cause and Effect The conditions identified related to turnover as well as a lack of processes to identify and report all federal funds on the SEFA. The condition resulted in management not identifying all programs to be included in the SEFA, which could have resulted in incomplete information reported to users of the SEFA. Questioned Costs N/A Identification of Repeat Findings N/A Recommendation We recommend the Organization implement a tracking system to identify and report all expenditures of federal awards on the SEFA in compliance with the requirements of the Uniform Guidance. Views of Responsible Officials and Planned Corrective Actions Management agrees with the finding. See attached Planned Corrective Actions.

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Full finding narrative

Programs Affected AL 93.600 Head Start AL 93.575 Child Care and Development Block Grant Criteria The Organization is responsible for designing, implementing and maintaining effective internal controls over compliance that provide reasonable assurance that the internal controls will prevent misstatements, intentional or unintentional, from occurring, or detect and correct misstatements on a timely basis. Condition and Context While comparing and reconciling the Schedule of Expenditures of Federal Awards (SEFA) to the consolidated financial statements, we noted certain program expenditures were excluded from the SEFA. Assistance Listing 93.575 was understated by approximately $299,000 and Assistance Listing 93.600 was understated by approximately $1,682,000. Cause and Effect The conditions identified related to turnover as well as a lack of processes to identify and report all federal funds on the SEFA. The condition resulted in management not identifying all programs to be included in the SEFA, which could have resulted in incomplete information reported to users of the SEFA. Questioned Costs N/A Identification of Repeat Findings N/A Recommendation We recommend the Organization implement a tracking system to identify and report all expenditures of federal awards on the SEFA in compliance with the requirements of the Uniform Guidance. Views of Responsible Officials and Planned Corrective Actions Management agrees with the finding. See attached Planned Corrective Actions.

Corrective Action Plan

The Penquis Finance Director will ensure fiscal staff are not using any groupings that may exclude program activity that may have closed during the fiscal year. The Finance Director will also verify preliminary SEFA Revenues compiled by fiscal staff agrees with agency wide Trial Balance totals. Additional training for the Financial Analyst will be provided to include a cross check of department reports to ensure all of the fiscal year data is collected. Expected completion date of June 30, 2023. Responsible official: Denice Conary, CFO (207) 973-3500

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FY 2016-09-30

FAC accepted this audit on March 20, 2017 — management decision was due September 20, 2017.

2016-002
Special Tests & Provisions

GSA_MIGRATION

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GSA_MIGRATION

Corrective Action Plan

GSA_MIGRATION

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Data source: This information comes from the Federal Audit Clearinghouse, the official repository of Single Audit data. All data is public domain. Verify this organization's audit history at fac.gov.

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